New York Laws > General Business > Fraudulent Transactions In Securities
Article 21-A - FRAUDULENT TRANSACTIONS IN SECURITIES
339 - Reporting or publishing fictitious transactions in securities.
339-A - False statement or advertisement as to securities.
339-B - Manipulation of prices of securities.
339-C - Trading by brokers against customers' orders.
339-D - Transactions by brokers and dealers after insolvency.
339-E - Hypothecation of customer's securities.
339-F - Delivery to customers of memoranda of transactions by brokers.
New York Laws: General Business : (339 - 339-f) Fraudulent Transactions In Securities
Article 21-A - FRAUDULENT TRANSACTIONS IN SECURITIES
339 - Reporting or publishing fictitious transactions in securities.
339-A - False statement or advertisement as to securities.
339-B - Manipulation of prices of securities.
339-C - Trading by brokers against customers' orders.
339-D - Transactions by brokers and dealers after insolvency.
339-E - Hypothecation of customer's securities.
339-F - Delivery to customers of memoranda of transactions by brokers.