California Laws: Financial Code Sections 690-698
- California Laws: Financial Code Section 690
Unless the context otherwise requires, in this article: (a) "Offer" or "offer to sell" includes every attempt or offer to dispose of, or solicitation of...
- California Laws: Financial Code Section 691
No bank organized under the laws of this state shall offer or sell any security issued by it unless the commissioner has issued a permit...
- California Laws: Financial Code Section 692
An application for a permit shall be in such form and contain such information as the commissioner may prescribe. ...
- California Laws: Financial Code Section 692.1
The commissioner shall charge and collect fees for applications filed under this article as fixed in this section. (a) The fee for a negotiating permit...
- California Laws: Financial Code Section 693
If the commissioner finds that the proposed sale of securities is fair, just, and equitable, he or she shall issue to the applicant a permit...
- California Laws: Financial Code Section 694
The commissioner may impose conditions in any permit issued under Section 693, requiring the deposit in escrow of securities, imposing a legend condition restricting the...
- California Laws: Financial Code Section 695
Every permit issued pursuant to Section 693 shall recite that it is permissive only and does not constitute a recommendation or endorsement of the securities...
- California Laws: Financial Code Section 696
The commissioner may amend, alter, suspend, or revoke any permit issued pursuant to Section 693. ...
- California Laws: Financial Code Section 696.5
Whenever a bank applies for a permit to issue any security or to deliver any other consideration (whether or not such security or such transaction...
- California Laws: Financial Code Section 697
There shall be exempted from the provisions of Section 691 any transaction or security which the commissioner by regulation or order exempts as not being...
- California Laws: Financial Code Section 698
Nothing contained in this article shall affect the Corporate Securities Law of 1968, Division 1 (commencing with Section 25000) of Title 4 of the Corporations...
