California Laws: Financial Code Sections 1876.1-1876.12
California Laws > Financial Code
- California Laws: Financial Code Section 1876.1
In this article: (a) "Eligible security" means any United States currency eligible security or foreign currency eligible security. (b) "Eligible securities rating service" means any... - California Laws: Financial Code Section 1876.2
(a) For purposes of this article, a licensee shall be deemed to own an eligible security only if: (1) The licensee owns the eligible security... - California Laws: Financial Code Section 1876.3
If the commissioner finds that any eligible security or class of eligible securities is not of sufficient liquidity or quality to be eligible securities, the... - California Laws: Financial Code Section 1876.4
If the commissioner finds that any security or class of securities which is not an eligible security is of sufficient liquidity and quality to be... - California Laws: Financial Code Section 1876.5
If the commissioner finds that a securities rating service: (a) Has been continuously engaged in the business of rating securities for a period of not... - California Laws: Financial Code Section 1876.6
If the commissioner finds that a rating assigned to a class of securities by an eligible securities rating service indicates that such class of securities... - California Laws: Financial Code Section 1876.8
(a) Each licensee shall at all times own United States currency eligible securities having an aggregate value not less than the aggregate face amount of... - California Laws: Financial Code Section 1876.9
(a) In computing for purposes of Section 1876.8 the aggregate value of eligible securities owned by a licensee, all of the following shall be excluded:... - California Laws: Financial Code Section 1876.10
In computing for purposes of subdivision (b) of Section 1876.8 the aggregate value of foreign currency eligible securities owned by a licensee, there shall be... - California Laws: Financial Code Section 1876.11
In the case of a licensee which is also licensed under Division 16 (commencing with Section 33000), the amount of aggregate value of eligible securities... - California Laws: Financial Code Section 1876.12
(a) (1) Upon application, the commissioner may exempt from this article a licensee, or an applicant for licensure under this chapter. (2) An application for...